https://store-images.s-microsoft.com/image/apps.5000.08d6cd48-f1f1-4e91-be13-4bd122af3bfc.024c6b7c-70d5-463a-a098-ea22b046a61c.13cf4e24-5e0f-4df7-bba0-28bdbb958e76

HFT-AlgoCompli

by Control-Bridge Group

Algorithmic Trading Governance, Risk, and Compliance Management

In the fast-paced world of Algorithmic and High-Frequency Trading, effective Governance, Risk, and Compliance (GRC) is crucial for maintaining operational integrity and regulatory adherence. Our comprehensive application provides a robust platform to streamline GRC processes, enabling firms to manage their trading operations with confidence and precision.

Key Features:

1. Inventory of Algorithms:
  • Maintain a complete and up-to-date inventory of all algorithms used in trading operations.
  • Categorise algorithms based on functionality, performance, and regulatory requirements.
  • Enable quick retrieval and analysis of algorithm performance data for better decision-making.

2. Record Your Trade Flows, Linked Instruments, and Products:
  • Capture and document all trade flows in real-time to ensure accurate tracking and reporting.
  • Link trades to associated instruments and products for enhanced visibility and traceability.
  • Generate detailed reports to analyse trade patterns and assess the impact of each algorithm on trading outcomes.

3. Maintain All Trading Venues:
  • Centralise information on all trading venues utilised by your organisation.
  • Monitor the performance and compliance of each venue to ensure optimal trading conditions.
  • Assess the risks associated with different venues and adjust trading strategies accordingly.

4. Centralised Documentation Management:
  • Store all documentation related to algorithms in a secure, centralised repository.
  • Ensure that documentation is easily accessible for audits, regulatory reviews, and internal assessments.
  • Streamline the process of updating and versioning documents to maintain accuracy and compliance.

5. Manage Material Changes:
  • Track and manage material changes to algorithms, trading strategies, and processes.
  • Implement change control procedures to evaluate the impact of modifications on trading performance and compliance.
  • Maintain a detailed log of changes to ensure transparency and accountability.

6. Comprehensive List of Risks and Controls:
  • Identify, assess, and document all potential risks associated with your trading activities.
  • Develop and maintain a list of controls to mitigate identified risks and enhance compliance.
  • Monitor and review the effectiveness of controls to ensure they are functioning as intended and adjust as necessary.

Benefits:

  • Enhanced Compliance: Stay ahead of regulatory requirements with a structured approach to GRC.
  • Increased Efficiency: Streamline workflows and reduce manual effort by centralising information and processes.
  • Better Risk Management: Proactively identify and mitigate risks to protect your trading operations.
  • Improved Decision-Making: Utilise data-driven insights to make informed decisions about your trading strategies and algorithms.

At a glance

https://store-images.s-microsoft.com/image/apps.60.08d6cd48-f1f1-4e91-be13-4bd122af3bfc.024c6b7c-70d5-463a-a098-ea22b046a61c.0d4687c8-5d6b-4925-a44f-db3e222a3d24
https://store-images.s-microsoft.com/image/apps.54633.08d6cd48-f1f1-4e91-be13-4bd122af3bfc.024c6b7c-70d5-463a-a098-ea22b046a61c.6dcdd1fe-3d70-4cf5-8318-4fd9a999fd37